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How to cite working papers and forthcoming articles

Cite a working paper by author, title, the series or repository with its identifier, and the date of the version you read.

Cite an accepted article that is not yet in print with “(forthcoming [year])”, and cite a dissertation by author, title, degree, institution and year.

12 real examples

Each citation is printed as the book prints it, from an authority the book checked against its source.

  1. John J. Donohue, Abhay Aneja & Kyle D. Weber, Right-to-Carry Laws and Violent Crime: A Comprehensive Assessment Using Panel Data and a State-Level Synthetic Control Analysis (Nat’l Bureau of Econ. Rsch. Working Paper No. 23510, rev. Nov. 2018), https://www.nber.org/papers/w23510.

    The authority

    • Right-to-Carry Laws and Violent Crime: A Comprehensive Assessment Using Panel Data and a State-Level Synthetic Control Analysis (June 2017)Source (nber.org)
  2. William Hinman, Dir., Div. of Corp. Fin., SEC, Digital Asset Transactions: When Howey Met Gary (Plastic), Remarks at the Yahoo Finance All Markets Summit: Crypto, San Francisco (June 14, 2018), https://www.sec.gov/newsroom/speeches-statements/speech-hinman-061418.

    The authority

    • Digital Asset Transactions: When Howey Met Gary (Plastic) (June 14, 2018)Source (sec.gov)
  3. Elena Kagan, Associate Justice, U.S. Supreme Court, The 2015 Scalia Lecture: A Dialogue with Justice Elena Kagan on the Reading of Statutes, Lecture at Harvard Law Sch., Cambridge, Mass. (Nov. 17, 2015), https://www.youtube.com/watch?v=dpEtszFT0Tg.

    The authority

    • The 2015 Scalia Lecture: A Dialogue with Justice Elena Kagan on the Reading of Statutes (Nov. 17, 2015)Source (youtube.com)
  4. Letter from Eric H. Holder, Jr., Att’y Gen., to John A. Boehner, Speaker, U.S. House of Representatives (Feb. 23, 2011), https://www.justice.gov/archives/opa/pr/letter-attorney-general-congress-litigation-involving-defense-marriage-act.

    The authority

    • Letter from the Attorney General to Congress on Litigation Involving the Defense of Marriage Act (Feb. 23, 2011)Source (justice.gov)

    Where the book teaches this

  5. Memorandum from James M. Cole, Deputy Att’y Gen., to All U.S. Att’ys, Guidance Regarding Marijuana Enforcement (Aug. 29, 2013), https://www.justice.gov/iso/opa/resources/3052013829132756857467.pdf.

    The authority

    Where the book teaches this

  6. Memorandum from Jefferson B. Sessions III, Att’y Gen., to All U.S. Att’ys, Marijuana Enforcement (Jan. 4, 2018), https://www.justice.gov/opa/press-release/file/1022196/download.

    The authority

    Where the book teaches this

  7. David A. Collins, Absentee Soldier Voting in Civil War Law and Politics 2 (Ph.D. dissertation, Wayne State Univ. 2014).

    The authority

    Where the book teaches this

Where the book teaches this

The full rule, its exceptions and the reasons for it are in these sections.